Filed September 23, 2024 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC1+ years Service code 27 · EIN 04-2647786 | Advisory (Plan) | $13,250 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 61 HARBORSIDE FINANCIAL CTR PLAZA 2 · JERSEY CITY, NJ 07311 | Finders' fees / placement fees | $0 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | -$4,275 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,686 | $36,916-35.8% | $156,551-84.9% | $57,658-58.9% |
| Participation rate | 96.8% | 63.4%+33.4pp | 84.0%+12.8pp | 70.2%+26.6pp |
| Annual return | -1.70% | 12.38%-14.1pp | 32.23%-33.9pp | 5.13%-6.8pp |
| Employer contribution / active EE | $1,608 | $1,571+2.4% | $5,501-70.8% | $1,974-18.5% |
| Participant deferral / active EE | $1,631 | $1,926-15.3% | $4,871-66.5% | $3,061-46.7% |
| Admin fee / account holder | $35 | $82-58.0% | $13,028-99.7% | $95-63.3% |