Filed October 18, 2004 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Share... | $70,246 |
CAMMACK LARHETTE ADVISORS3 years Filed as: CAMMACK LARHETTE ADVISORS, LLC Service code 16 · EIN 20-4668732 | Consulting | $55,000 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,767 | $52,670-43.5% | $90,404-67.1% | $73,409-59.5% |
| Participation rate | 74.9% | 67.7%+7.3pp | 72.7%+2.3pp | 72.2%+2.8pp |
| Annual return | -15.91% | 20.70%-36.6pp | 1293.02%-1308.9pp | 59.29%-75.2pp |
| Employer contribution / active EE | $981 | $1,872-47.6% | $3,262-69.9% | $2,234-56.1% |
| Participant deferral / active EE | $1,263 | $2,807-55.0% | $3,963-68.1% | $3,805-66.8% |
| Admin fee / account holder | $164 | $117+40.8% | $5,611-97.1% | $158+4.1% |