Filed April 12, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $44,928 |
EPSTEIN BECKER & GREEN PC4+ years Filed as: EPSTEIN/TABOR/SCHORR Service code 16 · EIN 25-1267850 | Consulting | $7,900 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,675 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,868 | $58,083+1.4% | $80,019-26.4% | $56,287+4.6% |
| Participation rate | 62.8% | 73.6%-10.8pp | 75.8%-13.0pp | 69.9%-7.0pp |
| Annual return | -5.68% | 34.61%-40.3pp | 11.22%-16.9pp | -9.96%+4.3pp |
| Employer contribution / active EE | $711 | $1,932-63.2% | $2,468-71.2% | $2,111-66.3% |
| Participant deferral / active EE | $2,393 | $3,135-23.7% | $3,686-35.1% | $3,350-28.6% |
| Admin fee / account holder | $319 | $623-48.7% | $6,521-95.1% | $521-38.7% |