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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $164,328 |
Filed as: AXA DISTRIBUTION HOLDING CORP Service code 28 · EIN 13-4078005 | Investment Management | $67,455 |
FISHER INVESTMENTS3+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $21,952 |
PENNSYLVANIA TRUST3+ years Service code 26 · EIN 27-4768360 | Advisory (Participants) | $20,276 |
MB LEVIS & ASSOCIATES LLC3+ years Service code 26 · EIN 45-5079551 | Advisory (Participants) | $13,616 |
Service code 26 · EIN 23-1662853 | Advisory (Participants) | $11,478 |
INDEPENDENCE ADVISORS LLC3+ years Service code 26 · EIN 27-2262116 | Advisory (Participants) | $9,839 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $8,714 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $369,323 | $46,173+699.9% | $170,435+116.7% | $69,631+430.4% |
| Participation rate | 88.3% | 63.9%+24.4pp | 83.6%+4.7pp | 70.7%+17.6pp |
| Annual return | 15.25% | 21.62%-6.4pp | 205.94%-190.7pp | 27571.02%-27555.8pp |
| Employer contribution / active EE | $16,770 | $1,610+941.8% | $5,432+208.7% | $2,032+725.2% |
| Participant deferral / active EE | $13,288 | $2,080+538.8% | $4,939+169.0% | $3,224+312.2% |
| Admin fee / account holder | $983 | $116+747.4% | $13,881-92.9% | $110+789.8% |