Filed April 14, 1998 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $387,954 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $153,031 |
Service code 27 ONE PPG PLACE, SUITE 600 · PITTSBURGH, PA 15222 | Advisory (Plan) | $90,000 |
HERBEIN & COMPANY, INC.1 year Filed as: HERBEIN & CO INC Service code 10 · EIN 23-2415973 | Accounting | $32,000 |
Service code 16 · EIN 34-1820650 | Consulting | $1,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,083 | $118,441-17.2% | $151,611-35.3% | $89,394+9.7% |
| Participation rate | 57.6% | 88.0%-30.3pp | 87.5%-29.9pp | 71.3%-13.6pp |
| Annual return | 4.75% | -9.10%+13.8pp | 3.33%+1.4pp | -11.89%+16.6pp |
| Employer contribution / active EE | $4,158 | $4,770-12.8% | $6,166-32.6% | $3,022+37.6% |
| Participant deferral / active EE | $5,772 | $7,648-24.5% | $8,363-31.0% | $5,123+12.7% |
| Admin fee / account holder | $50 | $90-44.0% | $11,616-99.6% | $79-36.8% |