Filings through .
Filed April 13, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE CO OF AER Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,024 |
LPL FINANCIAL2 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $18,587 |
Filed as: PA RETIREMENT SOLUTIONS INC Service code 13 | Contract Administrator | $7,464 |
Filed as: PA RETIREMENT SOLUTIONS Service code 13 · EIN 27-2487837 1110 N MOUNTAIN ROAD · HARRISBURG, PA 17112 | Contract Administrator | $6,422 |
Service code 27 6300 BRIDGE POINT PKWY BLDG 1 · AUSTIN, TX 78730 | Advisory (Plan) | $3,718 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,579 |
10 funds of $250K or more; 19 lines in all, holding $8.3M of the plan's $8.4M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 71% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 11 vintages | $6.0M | 71.5% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $594K | 7.1% |
| Putnam Large Cap Growth Fund Class R6 Franklin Templeton · Mutual fund | $500K | 6.0% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $242K | 2.9% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $200K | 2.4% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $191K | 2.3% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $117K | 1.4% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $100K | 1.2% |
| American Funds Bond Fund of Amer R6 Capital Group · Mutual fund | $84K | 1.0% |
| Empower Retirement Empower · Insurance contract Recordkeeper's own fund | $71K | 0.8% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.