Filed July 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $550,112 |
RAYMOND JAMES FINANCIAL SERVICES3+ years Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 16 · EIN 59-1237041 | Consulting | $60,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,052 | $80,976-67.8% | $122,354-78.7% | $80,976-67.8% |
| Participation rate | 52.8% | 68.3%-15.4pp | 71.6%-18.8pp | 68.3%-15.4pp |
| Annual return | 20.45% | 22.91%-2.5pp | 30.28%-9.8pp | 22.91%-2.5pp |
| Employer contribution / active EE | $549 | $2,402-77.1% | $4,051-86.4% | $2,402-77.1% |
| Participant deferral / active EE | $1,150 | $3,848-70.1% | $3,287-65.0% | $3,848-70.1% |
| Admin fee / account holder | $58 | $67-14.6% | $5,479-98.9% | $67-14.6% |