Filed October 11, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVESTMENTS INST. OPS. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $24,324 |
AXA EQUITABLE LIFE INSURANCE CO2+ years Filed as: AXA EQUITABLE LIFE INSURANCE CO. Service code 28 · EIN 13-5570651 | Investment Management | $252 |
Filed as: VOYA RETIREMENT INS. & ANNUITY CO. Service code 37 · EIN 71-0294708 | Loan Processing | $225 |
LINCOLN NATIONAL CORPORATION2+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $100 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,863 | $49,270+100.7% | $156,551-36.8% | $329,111-70.0% |
| Participation rate | 23.7% | 68.1%-44.4pp | 84.0%-60.3pp | 67.9%-44.1pp |
| Annual return | 14.84% | 23.25%-8.4pp | 32.23%-17.4pp | 16.35%-1.5pp |
| Employer contribution / active EE | $4 | $1,534-99.8% | $5,501-99.9% | $2,303-99.8% |
| Participant deferral / active EE | $2,066 | $2,920-29.2% | $4,871-57.6% | $3,682-43.9% |
| Admin fee / account holder | $2 | $51-96.2% | $13,028-100.0% | $754-99.7% |