Filed July 30, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $75,356 |
NFP RETIREMENT INC1+ years Filed as: NFP ADVISORY SERVICES LLC Service code 16 | Consulting | $38,250 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
NFP RETIREMENT INC1+ years Filed as: NFP SECURITIES INC. Service code 16 1250 CAPITAL OF TEXAS HIGHWAY · AUSTIN, TX 78746 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,942 | $39,859-7.3% | $78,689-53.1% | $57,658-35.9% |
| Participation rate | 69.5% | 66.1%+3.4pp | 73.6%-4.1pp | 70.2%-0.7pp |
| Annual return | 2.25% | 18.96%-16.7pp | 62.18%-59.9pp | 5.13%-2.9pp |
| Employer contribution / active EE | $2,085 | $1,786+16.7% | $2,851-26.9% | $1,974+5.6% |
| Participant deferral / active EE | $4,531 | $2,248+101.6% | $3,517+28.8% | $3,061+48.1% |
| Admin fee / account holder | $107 | $76+40.1% | $4,510-97.6% | $95+12.9% |