Filed March 31, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $405,909 |
MMA SECURITIES LLC6 years Filed as: MMA SECURITIES Service code 70 · EIN 22-3570392 | Consulting Fees | $59,267 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,929 | $67,679-35.1% | $155,509-71.8% | $99,062-55.7% |
| Participation rate | 65.0% | 67.2%-2.2pp | 78.2%-13.2pp | 71.6%-6.6pp |
| Annual return | 13.90% | 16.16%-2.3pp | 64.67%-50.8pp | 17.66%-3.8pp |
| Employer contribution / active EE | $1,198 | $2,268-47.2% | $4,672-74.4% | $3,262-63.3% |
| Participant deferral / active EE | $2,505 | $3,828-34.6% | $5,626-55.5% | $5,331-53.0% |
| Admin fee / account holder | $90 | $94-3.9% | $15,912-99.4% | $109-17.4% |