Filed March 31, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $54,935 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,896 | $37,039-27.4% | $147,614-81.8% | $59,188-54.6% |
| Participation rate | 62.6% | 63.8%-1.2pp | 84.6%-22.0pp | 69.4%-6.8pp |
| Annual return | 0.33% | 7.19%-6.9pp | 61.98%-61.7pp | 5.51%-5.2pp |
| Employer contribution / active EE | $650 | $1,353-51.9% | $5,564-88.3% | $2,098-69.0% |
| Participant deferral / active EE | $1,356 | $2,094-35.2% | $4,895-72.3% | $3,265-58.5% |
| Admin fee / account holder | $16 | $60-73.5% | $11,611-99.9% | $92-82.7% |