Filed November 9, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $1,585 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Direct payment from the plan; Securit... | $50 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,656 | $56,629+46.0% | $77,999+6.0% | $55,167+49.8% |
| Participation rate | 51.4% | 73.3%-21.9pp | 75.5%-24.1pp | 69.0%-17.5pp |
| Annual return | 7.95% | 2866.98%-2859.0pp | 425.96%-418.0pp | 169.23%-161.3pp |
| Employer contribution / active EE | $334 | $1,723-80.6% | $2,470-86.5% | $1,963-83.0% |
| Participant deferral / active EE | $2,096 | $2,777-24.5% | $3,497-40.1% | $3,054-31.4% |
| Admin fee / account holder | $17 | $467-96.3% | $5,480-99.7% | $504-96.6% |