Filed January 30, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $940,176 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $589,146 |
NORTHERN TRUST COMPANY1 year Filed as: THE NORTHERN TRUST COMPANY Service code 27 PO BOX 75599 · CHICAGO, IL 606755599 | Advisory (Plan) | $311,627 |
NEPC, LLC1 year Filed as: NEPC LLC Service code 27 BOX 4110 · WOBURN, MA 018884110 | Advisory (Plan) | $142,476 |
CLIFTONLARSONALLEN LLP1 year Service code 10 1301 W 22ND ST STE 1100 · OAK BROOK, IL 60523 | Accounting | $13,125 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,363 | $47,540+142.7% | $79,550+45.0% | $89,394+29.1% |
| Participation rate | 47.8% | 54.9%-7.1pp | 69.5%-21.7pp | 71.3%-23.5pp |
| Annual return | -16.76% | -8.05%-8.7pp | 0.16%-16.9pp | -11.89%-4.9pp |
| Employer contribution / active EE | $1,348 | $1,122+20.2% | $2,413-44.1% | $3,022-55.4% |
| Participant deferral / active EE | $3,316 | $1,961+69.1% | $3,985-16.8% | $5,123-35.3% |
| Admin fee / account holder | $81 | $59+39.1% | $6,832-98.8% | $79+2.5% |