Filed June 17, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $85,088 |
IRON-CO-FID-COMPREHENSIVE2+ years Service code 64 630 DUNDEE RD STE 200 · NORTHBROOK, IL 60062 | Recordkeeping Fees | $7,068 |
CETERA ADVISOR NETWORKS LLC2+ years Filed as: CETERA INVESTMENT SERVICES LLC Service code 15 400 1ST STREET SOUTH, STE 300 · ST. CLOUD, MN 563010000 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,450 | $34,495-52.3% | $78,676-79.1% | $63,975-74.3% |
| Participation rate | 39.2% | 60.8%-21.6pp | 73.6%-34.3pp | 71.1%-31.9pp |
| Annual return | 6.48% | 11.62%-5.1pp | 62.19%-55.7pp | 48.65%-42.2pp |
| Employer contribution / active EE | $0 | $1,398-100.0% | $2,850-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $695 | $2,100-66.9% | $3,517-80.2% | $3,356-79.3% |
| Admin fee / account holder | $37 | $68-45.5% | $4,510-99.2% | $70-47.4% |