Filed October 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $129,737 |
Filed as: ASSET STRATEGY RETIREMENT CONS. Service code 17 · EIN 26-3170838 | Pension Consulting | $30,333 |
LPL FINANCIAL4+ years Filed as: LPL FINANCIAL, LLC Service code 17 PO BOX 502533 · SAN DIEGO, CA 921502533 | Pension Consulting | $18,917 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,464 | $80,005+28.1% | $140,019-26.8% | $55,725+83.9% |
| Participation rate | 98.4% | 87.0%+11.4pp | 87.5%+10.9pp | 70.9%+27.6pp |
| Annual return | -4.77% | 0.46%-5.2pp | 651.17%-655.9pp | 244.93%-249.7pp |
| Employer contribution / active EE | $3,647 | $3,403+7.2% | $5,605-34.9% | $2,078+75.5% |
| Participant deferral / active EE | $6,147 | $5,264+16.8% | $6,927-11.3% | $3,356+83.2% |
| Admin fee / account holder | $173 | $116+49.5% | $10,705-98.4% | $115+50.1% |