Filed October 4, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPFINANCIAL SECURITIES LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $27,083 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,825 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,150 | $69,305-46.4% | $82,313-54.9% | $69,631-46.6% |
| Participation rate | 75.1% | 80.3%-5.1pp | 76.9%-1.7pp | 70.7%+4.5pp |
| Annual return | 12.52% | 21.47%-8.9pp | 25.88%-13.4pp | 27571.02%-27558.5pp |
| Employer contribution / active EE | $739 | $1,887-60.8% | $2,428-69.6% | $2,032-63.6% |
| Participant deferral / active EE | $2,651 | $3,568-25.7% | $3,706-28.5% | $3,224-17.8% |
| Admin fee / account holder | $60 | $97-38.6% | $5,608-98.9% | $110-46.0% |