Retirement plan

D & H 401(K) PLAN

Name: D & H DISTRIBUTING CO. - D & H 401(K) PLAN (2016) Form 5500
Creator: D & H DISTRIBUTING CO.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, D & H 401(K) PLAN, D & H DISTRIBUTING CO.

D & H DISTRIBUTING CO.EIN 23-0506415Plan #001PY 2016

P.O. BOX 5967 - HARRISBURG, PA 171100967717-236-8001dandh.comLinkedIn1001-5000 employeesinformation technology and services

Other plans on this EIN

1 filing

#002Retirement-$111.4M assets

Prospect flagsLow returnsLow employer contribution

How to read this page

Total assets (EOY)

$37.1M

No prior year

Total participants

1,247

No prior year

Average account balance

$35,237

No prior year

Annual return

-3.03%

No prior year

Benchmarks

See 241 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants1,000-4,999

Cohort241 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$90.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$56K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,600

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$8.20M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+21.37%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$36

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 32 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGANSTANLEY SMITHBARNEY Service code 15 · EIN 26-4310632	Recordkeeping	$161,602
CONRAD SIEGEL1+ years Filed as: CONRAD SIEGEL ACTUARIES Service code 15 · EIN 23-1669823	Recordkeeping	$51,676
AAA CAPITAL MANAGEMENT ADVISORS, LT1+ years Service code 28 1300 POST OAK BLVD SUITE 350 · HOUSTON, TX 77056	Investment Management	$0
ALPS ADVISORS, INC.1+ years Service code 28 PO BOX 44386 · DENVER, CO 80203	Investment Management	$0
APAX PARTNERS1+ years Filed as: APAX EUROPE VII - B, LP Service code 28	Investment Management	$0
AVENUE ONE ADVISORS1+ years Filed as: AVENUE CAPITAL MANAGEMENT II, LP Service code 28 399 PARK AVENUE, 6TH FLOOR · NEW YORK, NY 10022	Investment Management	$0
BFA1+ years Service code 28 400 HOWARD STREET · SAN FRANCISCO, CA 94105	Investment Management	$0
BLACKROCK1+ years Filed as: BLACKROCK ADVISORS LLC Service code 28 · EIN 51-0318674	Investment Management	$0
BLACKROCK1+ years Filed as: BLACKROCK FUND ADVISORS Service code 28	Investment Management	$0
BLACKWATER CAPITAL MANAGEMENT LLC1+ years Service code 28 470 HEADQUARTERS PLAZA E TWR 4TH FL · MORRISTOWN, NJ 07960	Investment Management	$0

Plan features & details

Pension benefit codes2E2J2K3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$213K

$189 / participant

Investment mgmt$162K75.8%
Other / not subdivided$52K24.2%

% of EOY assets

0.574%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BERGMAN, GOLDMAN & RIBAKOW
Auditor EIN: 520624225
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$35,237

$61,125-42.4%

$108,582-67.5%

$63,975-44.9%

Participation rate

82.9%

80.5%+2.4pp

79.6%+3.3pp

71.1%+11.7pp

Annual return

-3.03%

14.06%-17.1pp

-51.70%+48.7pp

48.65%-51.7pp

Employer contribution / active EE

$451

$2,237-79.8%

$3,758-88.0%

$2,182-79.3%

Participant deferral / active EE

$2,264

$3,574-36.7%

$4,311-47.5%

$3,356-32.6%

Admin fee / account holder

$202

$72+181.3%

$7,645-97.4%

$70+187.3%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: MORGANSTANLEY SMITHBARNEY

Service code 15 · EIN 26-4310632

Recordkeeping

$161,602

CONRAD SIEGEL1+ years

Filed as: CONRAD SIEGEL ACTUARIES

Service code 15 · EIN 23-1669823

Recordkeeping

$51,676

AAA CAPITAL MANAGEMENT ADVISORS, LT1+ years

Service code 28

1300 POST OAK BLVD SUITE 350 · HOUSTON, TX 77056

Investment Management

ALPS ADVISORS, INC.1+ years

Service code 28

PO BOX 44386 · DENVER, CO 80203

Investment Management

APAX PARTNERS1+ years

Filed as: APAX EUROPE VII - B, LP

Service code 28

Investment Management

AVENUE ONE ADVISORS1+ years

Filed as: AVENUE CAPITAL MANAGEMENT II, LP

Service code 28

399 PARK AVENUE, 6TH FLOOR · NEW YORK, NY 10022

Investment Management

BFA1+ years

Service code 28

400 HOWARD STREET · SAN FRANCISCO, CA 94105

Investment Management

BLACKROCK1+ years

Filed as: BLACKROCK ADVISORS LLC

Service code 28 · EIN 51-0318674

Investment Management

BLACKROCK1+ years

Filed as: BLACKROCK FUND ADVISORS

Service code 28

Investment Management

BLACKWATER CAPITAL MANAGEMENT LLC1+ years

Service code 28

470 HEADQUARTERS PLAZA E TWR 4TH FL · MORRISTOWN, NJ 07960

Investment Management

D & H 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

D & H 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion