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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMA SECURITIES Service code 99 | Other Fees | $29,857 |
AMERICAN FUNDS1 year Filed as: NEWPORT CAPITAL GROUP Service code 99 | Other Fees | $13,978 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $6,085 |
ASCENSUS LLC3 years Filed as: ASCENSUS Service code 49 | Other Services | $5,563 |
ASCENSUS LLC1 year Filed as: ASCENSUS C/O FUTUREPLAN Service code 49 | Other Services | $0 |
MMA SECURITIES LLC1 year Service code 99 · EIN 22-3570392 | Other Fees | $0 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708 1300 ENTERPRISE DRIVE · DE PERE, WI 54115 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,174 | $61,356-18.2% | $149,696-66.5% | $71,511-29.8% |
| Participation rate | 58.2% | 62.5%-4.3pp | 78.8%-20.6pp | 67.9%-9.7pp |
| Annual return | 17.03% | 35.86%-18.8pp | 134.46%-117.4pp | 28.86%-11.8pp |
| Employer contribution / active EE | $1,896 | $2,382-20.4% | $4,821-60.7% | $2,589-26.8% |
| Participant deferral / active EE | $8,469 | $2,920+190.1% | $5,682+49.1% | $4,291+97.4% |
| Admin fee / account holder | $111 | $1,263-91.2% | $13,212-99.2% | $1,588-93.0% |