Filed July 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
JPMORGAN INVEST HOLDINGS LLC4+ years Service code 64 · EIN 13-2624428 | Recordkeeping Fees | $26,760 |
Filed as: SWBC INVESTMENT SERVICES LLC DBA SO Service code 27 9311 SAN PEDRO AVE · SAN ANTONIO, TX 78216 | Advisory (Plan) | $23,494 |
CARON & BLETZER, PLLC4+ years Service code 10 51 CHURCH STREET · KINGSTON, NH 03848 | Accounting | $9,443 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,463 | $65,118+15.9% | $76,768-1.7% | $55,725+35.4% |
| Participation rate | 98.1% | 79.6%+18.5pp | 77.0%+21.1pp | 70.9%+27.2pp |
| Annual return | -6.53% | -1.27%-5.3pp | 2.43%-9.0pp | 244.93%-251.5pp |
| Employer contribution / active EE | $2,250 | $1,941+15.9% | $2,485-9.5% | $2,078+8.3% |
| Participant deferral / active EE | $3,845 | $3,688+4.3% | $3,852-0.2% | $3,356+14.6% |
| Admin fee / account holder | $213 | $116+84.2% | $6,675-96.8% | $115+85.3% |