Filed March 12, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $371,183 |
Service code 37 · EIN 04-2647786 | Loan Processing | $167,020 |
Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 70 · EIN 33-0818667 | Consulting Fees | $139,970 |
CROWE LLP2 years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $53,813 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 49 · EIN 22-1467904 | Other Services | $51,742 |
BAY COLONY ADVISORS3 years Filed as: BAY MUTUAL FINANCIAL Service code 70 · EIN 38-3694155 | Consulting Fees | $28,059 |
KING & SPALDING LLP4 years Service code 29 · EIN 58-0520153 | Legal | $14,241 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $221,001 | $86,338+156.0% | $91,994+140.2% | $77,775+184.2% |
| Participation rate | 93.7% | 82.9%+10.7pp | 78.6%+15.0pp | 73.2%+20.5pp |
| Annual return | 20.91% | 29.65%-8.7pp | 69.04%-48.1pp | 32.58%-11.7pp |
| Employer contribution / active EE | $3,319 | $2,988+11.1% | $3,453-3.9% | $2,504+32.5% |
| Participant deferral / active EE | $12,924 | $6,908+87.1% | $5,924+118.2% | $3,966+225.9% |
| Admin fee / account holder | $118 | $79+48.9% | $7,744-98.5% | $100+18.1% |