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| Provider | Service type | Compensation |
|---|---|---|
JANNEY MONTGOMERY SCOTT LLC1+ years Service code 55 · EIN 23-0731260 | Other Commissions | $15,329 |
ROSENBERG RICH BAKER BERMAN1+ years Filed as: ROSENBERG RICH BAKER BERMAN & COMP Service code 10 · EIN 22-3271252 | Accounting | $5,638 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,904 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,440 | $31,109+13.9% | $67,704-47.7% | $52,331-32.3% |
| Participation rate | 51.6% | 54.0%-2.4pp | 67.5%-15.9pp | 68.1%-16.5pp |
| Annual return | 1.34% | 23.70%-22.4pp | 25.41%-24.1pp | 4.54%-3.2pp |
| Employer contribution / active EE | $0 | $1,076-100.0% | $2,559-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $2,662 | $1,970+35.1% | $3,585-25.8% | $3,022-11.9% |
| Admin fee / account holder | $65 | $466-86.0% | $4,255-98.5% | $592-89.0% |