Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC3 years Service code 15 · EIN 82-1061233 | Recordkeeping | $4,018,019 |
AON CONSULTING5+ years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $1,334,145 |
EXPRESS SCRIPTS, INC.5+ years Filed as: EXPRESS SCRIPTS, INC Service code 13 · EIN 22-3461740 | Contract Administrator | $1,026,327 |
UMR5+ years Filed as: UNITED HEALTHCARE Service code 13 · EIN 36-2739571 | Contract Administrator | $777,768 |
AETNA LIFE INSURANCE COMPANY5+ years Filed as: AETNA Service code 13 · EIN 06-6033492 | Contract Administrator | $458,251 |
PRICEWATERHOUSECOOPERS LLP3 years Filed as: PRICEWATERHOUSE COOPERS LLC Service code 10 · EIN 13-4008324 | Accounting | $367,254 |
CANDID LITHO5+ years Service code 36 · EIN 13-3574319 | Copying and duplicating; Direct payme... | $311,202 |
IBM2 years Filed as: IBM WATSON HEALTH Service code 15 · EIN 13-0871985 | Recordkeeping | $148,176 |
NOKIA OF AMERICA CORPORATION3 years Service code 35 · EIN 22-3408857 | Non-monetary compensation; Direct pay... | $63,595 |
DAY PITNEY LLP1 year Filed as: DAY PITNEY Service code 29 · EIN 22-1661404 | Legal | $61,133 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ALIGHT SOLUTIONS | RECORDKEEPER INELIGIBLE EXPENSES | — | $1K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $146,112-100.0% | $133,543,011-100.0% | $254,542-100.0% |
| Participation rate | 0.0% | 27.0%-27.0pp | 8.0%-8.0pp | 47.3%-47.3pp |
| Annual return | 11.79% | 4.63%+7.2pp | 29.77%-18.0pp | 12.16%-0.4pp |
| Employer contribution / active EE | $0 | $51,918-100.0% | $33,607-100.0% | $44,747-100.0% |
| Participant deferral / active EE | $0 | $59-100.0% | $96-100.0% | $170-100.0% |
| Admin fee / account holder | $0 | $282,686-100.0% | $835,310-100.0% | $17,640-100.0% |