Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC2 years Service code 15 · EIN 82-1061233 | Recordkeeping | $3,108,406 |
AON CONSULTING4+ years Filed as: AON CONSULTING, INC. Service code 11 · EIN 22-2232264 | Actuarial | $1,241,731 |
EXPRESS SCRIPTS, INC.4+ years Filed as: EXPRESS SCRIPTS, INC Service code 13 · EIN 22-3461740 | Contract Administrator | $1,201,985 |
UMR4+ years Filed as: UNITED HEALTHCARE Service code 13 · EIN 36-2739571 | Contract Administrator | $1,166,565 |
AETNA LIFE INSURANCE COMPANY4+ years Filed as: AETNA Service code 13 · EIN 06-6033492 | Contract Administrator | $474,600 |
PRICEWATERHOUSECOOPERS LLP2 years Filed as: PRICEWATERHOUSE COOPERS LLC Service code 10 · EIN 13-4008324 | Accounting | $366,156 |
CANDID LITHO4+ years Service code 36 · EIN 13-3574319 | Direct payment from the plan; Copying... | $258,770 |
IBM1 year Filed as: IBM WATSON HEALTH Service code 15 · EIN 13-0871985 | Recordkeeping | $147,945 |
SEYFARTH SHAW LLP4+ years Filed as: SEYFARTH SHAW Service code 29 · EIN 36-2152202 | Legal | $96,268 |
NOKIA OF AMERICA CORPORATION2 years Service code 35 · EIN 22-3408857 | Direct payment from the plan; Non-mon... | $79,806 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ALIGHT SOLUTIONS | RECORDKEEPER INELIGIBLE EXPENSES | — | $1K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $169,587-100.0% | $157,466-100.0% | $233,076-100.0% |
| Participation rate | 0.0% | 34.7%-34.7pp | 11.9%-11.9pp | 46.4%-46.4pp |
| Annual return | -0.83% | -5.34%+4.5pp | 12.68%-13.5pp | -82.67%+81.8pp |
| Employer contribution / active EE | $0 | $31,322-100.0% | $22,860-100.0% | $43,771-100.0% |
| Participant deferral / active EE | $0 | $98-100.0% | $123-100.0% | $103-100.0% |
| Admin fee / account holder | $0 | $3,068-100.0% | $2,825-100.0% | $11,204-100.0% |