Filings through .
Filed August 21, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $63,206 |
Service code 27 PO BOX 735399 · DALLAS, TX 753735399 | Advisory (Plan) | $53,134 |
Filed as: RESOURCES INVESTMENT ADVISORS, LLC Service code 28 4860 COLLEGE BLVD SUITE 100 · OVERLAND PARK, KS 66211 | Investment Management | $49,423 |
Filed as: THE RETIREMENT PLAN COMPANY,LLC Service code 13 PO BOX 306462 · NASHVILLE, TN 372306462 | Contract Administrator | $9,123 |
14 funds of $250K or more; 21 lines in all, holding $22.2M of the plan's $25.8M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 52% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 11 vintages | $11.6M | 52.4% |
| AM1 Domestic Equity Class 1 Manager not matched · Other | $4.9M | 22.1% |
| AM1 Income Class 1 Manager not matched · Other | $1.5M | 6.9% |
| AM1 International Equity Class 1 Manager not matched · Other | $1.5M | 6.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $882K | 4.0% |
| AM1 Portfolio Diversifiers Class 1 Manager not matched · Mutual fund | $430K | 1.9% |
| JPMorgan Large Cap Growth Fund Class I JPMorgan · Mutual fund | $242K | 1.1% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $201K | 0.9% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $169K | 0.8% |
| Putnam Stable Value Fund Franklin Templeton · Insurance contract | $158K | 0.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.