Filed August 21, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $63,206 |
Service code 27 PO BOX 735399 · DALLAS, TX 753735399 | Advisory (Plan) | $53,134 |
Filed as: RESOURCES INVESTMENT ADVISORS, LLC Service code 28 4860 COLLEGE BLVD SUITE 100 · OVERLAND PARK, KS 66211 | Investment Management | $49,423 |
Filed as: THE RETIREMENT PLAN COMPANY,LLC Service code 13 PO BOX 306462 · NASHVILLE, TN 372306462 | Contract Administrator | $9,123 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,633 | $104,919-49.8% | $116,228-54.7% | $85,563-38.5% |
| Participation rate | 97.7% | 78.6%+19.1pp | 74.6%+23.2pp | 66.0%+31.8pp |
| Annual return | 14.72% | 15.38%-0.7pp | 90.06%-75.3pp | 31.51%-16.8pp |
| Employer contribution / active EE | $2,079 | $3,485-40.4% | $2,994-30.6% | $2,654-21.7% |
| Participant deferral / active EE | $4,148 | $5,306-21.8% | $4,953-16.3% | $4,375-5.2% |
| Admin fee / account holder | $366 | $429-14.7% | $11,989-97.0% | $834-56.2% |