Filed April 19, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 15 · EIN 20-0937408 | Recordkeeping | $6,214 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,924 | $43,423-49.5% | $78,689-72.1% | $55,167-60.3% |
| Participation rate | 43.7% | 68.0%-24.4pp | 73.6%-29.9pp | 69.0%-25.3pp |
| Annual return | 8.42% | 11.53%-3.1pp | 62.18%-53.8pp | 169.23%-160.8pp |
| Employer contribution / active EE | $791 | $1,997-60.4% | $2,851-72.3% | $1,963-59.7% |
| Participant deferral / active EE | $1,337 | $2,509-46.7% | $3,517-62.0% | $3,054-56.2% |
| Admin fee / account holder | $90 | $416-78.4% | $4,510-98.0% | $504-82.1% |