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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Float revenue; Dis... | $256,747 |
Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $89,996 |
SAGEVIEW ADVISORY GROUP, LLC2 years Filed as: SAGEVIEW ADVISORY GRP INC Service code 16 · EIN 33-0818667 | Consulting | $18,729 |
Service code 33 | Securities brokerage commissions and ... | $0 |
Filed as: NATIONAL FINANCIAL SERVICES, INC. Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,571 | $89,274-69.1% | $149,721-81.6% | $77,958-64.6% |
| Participation rate | 52.2% | 87.6%-35.4pp | 87.1%-34.9pp | 71.6%-19.5pp |
| Annual return | 22.80% | 20.36%+2.4pp | 1501.67%-1478.9pp | 20.87%+1.9pp |
| Employer contribution / active EE | $485 | $3,727-87.0% | $5,444-91.1% | $2,310-79.0% |
| Participant deferral / active EE | $3,137 | $5,382-41.7% | $6,568-52.2% | $3,537-11.3% |
| Admin fee / account holder | $133 | $240-44.7% | $11,282-98.8% | $97+36.2% |