Filed June 30, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 925 4TH AVE STE 2000 · SEATTLE, WA 98104 | Advisory (Plan) | $100,140 |
LINCOLN NATIONAL CORPORATION3+ years Service code 13 P.O. BOX 7877 · FORT WAYNE, IN 46802 | Contract Administrator | $44,444 |
MORNINGSTAR3+ years Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 26 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Advisory (Participants) | $5,180 |
ASCENSUS LLC3+ years Filed as: ASCENSUS CONSULTING Service code 15 1102 CHESTNUT HILLS PARKWAY, SUITE · FORT WAYNE, IN 46814 | Recordkeeping | $4,953 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,053 | $69,305+2.5% | $82,313-13.7% | $69,631+2.0% |
| Participation rate | 92.5% | 80.3%+12.3pp | 76.9%+15.7pp | 70.7%+21.9pp |
| Annual return | 12.95% | 21.47%-8.5pp | 25.88%-12.9pp | 27571.02%-27558.1pp |
| Employer contribution / active EE | $1,832 | $1,887-2.9% | $2,428-24.6% | $2,032-9.8% |
| Participant deferral / active EE | $4,368 | $3,568+22.4% | $3,706+17.9% | $3,224+35.5% |
| Admin fee / account holder | $70 | $97-27.5% | $5,608-98.7% | $110-36.2% |