Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 55 · EIN 26-4310632 | Other Commissions | $19,085 |
LAWRENCE F. TORNETTA LLC2 years Filed as: LAWRENCE F TORNETTA Service code 10 · EIN 61-0275052 | Accounting | $14,750 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $3,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,487 | $49,138+67.9% | $84,021-1.8% | $65,185+26.5% |
| Participation rate | 44.7% | 60.7%-16.0pp | 69.0%-24.3pp | 70.2%-25.5pp |
| Annual return | 23.84% | 23.00%+0.8pp | 71.32%-47.5pp | 29.38%-5.5pp |
| Employer contribution / active EE | $0 | $914-100.0% | $1,984-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $2,314 | $2,397-3.5% | $3,239-28.6% | $3,514-34.2% |
| Admin fee / account holder | $219 | $543-59.7% | $6,102-96.4% | $847-74.1% |