Filed September 11, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO3 years Service code 15 · EIN 04-2647786 | Recordkeeping | $409,551 |
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $222,571 |
Filed as: RESOURCES INVESTMENT ADVISORS, LLC Service code 16 · EIN 43-1451524 | Consulting | $69,959 |
NIXON PEABODY LLP5 years Service code 29 · EIN 16-0764720 | Legal | $54,285 |
TIAA3 years Filed as: TIAA-CREF Service code 15 · EIN 13-1624203 | Recordkeeping | $4,052 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $131,373 | $59,312+121.5% | $149,740-12.3% | $103,657+26.7% |
| Participation rate | 60.2% | 70.3%-10.0pp | 78.8%-18.5pp | 73.4%-13.1pp |
| Annual return | 20.71% | 78.03%-57.3pp | 134.51%-113.8pp | 33.13%-12.4pp |
| Employer contribution / active EE | $0 | $2,187-100.0% | $4,821-100.0% | $3,216-100.0% |
| Participant deferral / active EE | $1,134 | $3,719-69.5% | $5,683-80.0% | $5,218-78.3% |
| Admin fee / account holder | $126 | $103+22.6% | $13,222-99.0% | $114+10.3% |