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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL Service code 15 · EIN 41-0973005 | Recordkeeping | $21,009 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,548 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,005 | $98,776-20.0% | $149,745-47.2% | $79,856-1.1% |
| Participation rate | 94.9% | 75.8%+19.1pp | 82.5%+12.5pp | 69.6%+25.3pp |
| Annual return | 20.07% | 27.38%-7.3pp | 276.72%-256.7pp | 31.71%-11.6pp |
| Employer contribution / active EE | $610 | $3,217-81.0% | $4,646-86.9% | $2,471-75.3% |
| Participant deferral / active EE | $7,321 | $5,681+28.9% | $6,843+7.0% | $3,741+95.7% |
| Admin fee / account holder | $190 | $6,053-96.9% | $9,312-98.0% | $5,306-96.4% |