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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL Service code 15 · EIN 41-0973005 | Recordkeeping | $19,305 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,936 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,570 | $89,370-27.8% | $141,197-54.3% | $72,976-11.5% |
| Participation rate | 83.0% | 75.1%+7.8pp | 82.5%+0.5pp | 69.5%+13.5pp |
| Annual return | 22.16% | 111.88%-89.7pp | 71.41%-49.2pp | 81.02%-58.9pp |
| Employer contribution / active EE | $546 | $3,115-82.5% | $4,736-88.5% | $2,440-77.6% |
| Participant deferral / active EE | $5,659 | $5,419+4.4% | $6,710-15.7% | $3,608+56.8% |
| Admin fee / account holder | $156 | $5,957-97.4% | $10,265-98.5% | $5,124-97.0% |