Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL FINANCIAL CORPORATION Service code 27 · EIN 43-1273600 | Advisory (Plan) | $128,663 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $9,869 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $300 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,004 | $134,045-50.8% | $80,019-17.5% | $75,289-12.3% |
| Participation rate | 74.9% | 85.8%-10.8pp | 75.8%-0.9pp | 72.4%+2.5pp |
| Annual return | -6.59% | -0.56%-6.0pp | 11.22%-17.8pp | -0.04%-6.6pp |
| Employer contribution / active EE | $1,115 | $3,492-68.1% | $2,468-54.8% | $2,405-53.7% |
| Participant deferral / active EE | $4,231 | $4,976-15.0% | $3,686+14.8% | $3,739+13.2% |
| Admin fee / account holder | $39 | $124-68.3% | $6,521-99.4% | $102-61.6% |