Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
OPPENHEIMER2+ years Filed as: OPPENHEIMER & COMPANY INC. Service code 27 125 BROAD STREET · NEW YORK, NY 10104 | Advisory (Plan) | $85,920 |
Filed as: NEW YORK LIFE SECURITIES Service code 33 · EIN 13-2649692 | Securities brokerage | $15,916 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $14,211 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $13,405 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,436 | $82,279-19.3% | $78,002-14.8% | $63,975+3.8% |
| Participation rate | 72.5% | 84.7%-12.2pp | 75.5%-3.0pp | 71.1%+1.4pp |
| Annual return | 4.13% | 11.20%-7.1pp | 425.99%-421.9pp | 48.65%-44.5pp |
| Employer contribution / active EE | $957 | $3,297-71.0% | $2,470-61.3% | $2,182-56.1% |
| Participant deferral / active EE | $3,654 | $4,538-19.5% | $3,497+4.5% | $3,356+8.9% |
| Admin fee / account holder | $37 | $81-54.7% | $5,481-99.3% | $70-47.6% |