Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OPPENHEIMER2+ years Filed as: OPPENHEIMER & COMPANY INC. Service code 27 125 BROAD STREET · NEW YORK, NY 10104 | Advisory (Plan) | $85,920 |
Filed as: NEW YORK LIFE SECURITIES Service code 33 · EIN 13-2649692 | Securities brokerage | $15,916 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $14,211 |
Filed as: SIGNATOR INVESTORS, INC. Service code 33 197 CLARENDON STREET · BOSTON, MA 02116 | Securities brokerage | $13,405 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,436 | $82,279-19.3% | $77,999-14.8% | $63,975+3.8% |
| Participation rate | 72.5% | 84.7%-12.2pp | 75.5%-3.0pp | 71.1%+1.4pp |
| Annual return | 4.13% | 11.20%-7.1pp | 425.96%-421.8pp | 48.65%-44.5pp |
| Employer contribution / active EE | $957 | $3,297-71.0% | $2,470-61.3% | $2,182-56.1% |
| Participant deferral / active EE | $3,654 | $4,538-19.5% | $3,497+4.5% | $3,356+8.9% |
| Admin fee / account holder | $37 | $81-54.7% | $5,480-99.3% | $70-47.6% |