Filed October 27, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AXA ADVISORS LLC Service code 55 525 WASHINGTON BLVD FL 29 · JERSEY CITY, NJ 07310 | Other Commissions | $76,712 |
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $65,474 |
Service code 37 · EIN 04-2647786 | Loan Processing | $969 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,263 | $63,905-13.5% | $74,184-25.5% | $57,658-4.2% |
| Participation rate | 70.6% | 79.8%-9.1pp | 76.6%-6.0pp | 70.2%+0.4pp |
| Annual return | 13.40% | 60.60%-47.2pp | 17.74%-4.3pp | 5.13%+8.3pp |
| Employer contribution / active EE | $3,283 | $1,840+78.4% | $2,370+38.5% | $1,974+66.4% |
| Participant deferral / active EE | $6,696 | $3,448+94.2% | $3,550+88.6% | $3,061+118.8% |
| Admin fee / account holder | $519 | $91+469.4% | $5,586-90.7% | $95+448.5% |