Filed April 30, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $214,321 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 71 · EIN 13-4122960 | Brokerage Fees | $40 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 · EIN 22-1211670 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,526 | $37,039-14.9% | $147,618-78.6% | $59,188-46.7% |
| Participation rate | 100.0% | 63.8%+36.2pp | 84.6%+15.4pp | 69.4%+30.6pp |
| Annual return | -5.40% | 7.19%-12.6pp | 61.98%-67.4pp | 5.51%-10.9pp |
| Employer contribution / active EE | $1,046 | $1,353-22.7% | $5,565-81.2% | $2,098-50.1% |
| Participant deferral / active EE | $3,868 | $2,094+84.7% | $4,895-21.0% | $3,265+18.5% |
| Admin fee / account holder | $74 | $60+22.6% | $11,612-99.4% | $92-19.9% |