Filed September 19, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 95-2834236 | Advisory (Plan) | $79,424 |
Filed as: FIDELITY INVESTMENTS INSTITUTION Service code 37 · EIN 04-2647786 | Loan Processing | $31,565 |
THE SEGAL COMPANY1+ years Filed as: BUCHBINDER TUNICK & COMPANY LLP Service code 10 · EIN 13-1578842 | Accounting | $9,341 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,366 | $86,791-42.0% | $115,037-56.2% | $59,188-14.9% |
| Participation rate | 37.3% | 72.8%-35.5pp | 81.4%-44.1pp | 69.4%-32.1pp |
| Annual return | -2.25% | 4.44%-6.7pp | 26.14%-28.4pp | 5.51%-7.8pp |
| Employer contribution / active EE | $4,885 | $2,950+65.6% | $4,608+6.0% | $2,098+132.9% |
| Participant deferral / active EE | $2,302 | $5,298-56.5% | $6,026-61.8% | $3,265-29.5% |
| Admin fee / account holder | $44 | $95-53.3% | $8,175-99.5% | $92-51.9% |