Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 33 P.O. BOX 2607 · JERSEY CITY, NJ 07303 | Securities brokerage; Securities brok... | $65,982 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $12,384 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,020 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB FUNDS & CO., INC. Service code 33 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,545 | $72,770-30.5% | $67,652-25.3% | $55,191-8.4% |
| Participation rate | 86.8% | 78.8%+8.0pp | 75.7%+11.1pp | 69.2%+17.6pp |
| Annual return | 0.80% | -3.26%+4.1pp | 6625.04%-6624.2pp | 10.78%-10.0pp |
| Employer contribution / active EE | $1,796 | $1,769+1.5% | $2,266-20.7% | $1,899-5.4% |
| Participant deferral / active EE | $5,561 | $3,408+63.2% | $3,560+56.2% | $3,046+82.5% |
| Admin fee / account holder | $135 | $79+71.1% | $4,821-97.2% | $91+48.6% |