Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 33 P.O. BOX 2607 · JERSEY CITY, NJ 07303 | Securities brokerage; Securities brok... | $65,982 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $12,384 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,020 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB FUNDS & CO., INC. Service code 33 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,545 | $72,770-30.5% | $67,652-25.3% | $55,191-8.4% |
| Participation rate | 86.8% | 78.8%+8.0pp | 75.7%+11.1pp | 69.2%+17.6pp |
| Annual return | 0.80% | -3.26%+4.1pp | 6625.04%-6624.2pp | 10.78%-10.0pp |
| Employer contribution / active EE | $1,796 | $1,769+1.5% | $2,266-20.7% | $1,899-5.4% |
| Participant deferral / active EE | $5,561 | $3,408+63.2% | $3,560+56.2% | $3,046+82.5% |
| Admin fee / account holder | $135 | $79+71.1% | $4,821-97.2% | $91+48.6% |