Filed January 17, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 3-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $11,960 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,918 | $37,117-19.4% | $147,614-79.7% | $55,191-45.8% |
| Participation rate | 65.0% | 63.6%+1.4pp | 84.6%-19.6pp | 69.2%-4.2pp |
| Annual return | 3.07% | 3.44%-0.4pp | 61.98%-58.9pp | 10.78%-7.7pp |
| Employer contribution / active EE | $304 | $1,620-81.2% | $5,564-94.5% | $1,899-84.0% |
| Participant deferral / active EE | $2,806 | $1,985+41.3% | $4,895-42.7% | $3,046-7.9% |
| Admin fee / account holder | $22 | $86-74.7% | $11,611-99.8% | $91-76.2% |