Filed March 21, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $491,396 |
Filed as: GREAT-WEST LIFE AND ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $390,418 |
INDEPENDENT FINANCIAL PARTNERS4+ years Service code 33 3030 N. ROCKY POINT DR. WEST · TAMPA, FL 33607 | Securities brokerage | $222,812 |
TD AMERITRADE, INC.4+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $2,605 |
Service code 71 · EIN 46-3705575 | Brokerage Fees | $1,957 |
Filed as: BRIGHTHOUSE LIFE INSURANCE COMPANY Service code 13 · EIN 06-0566090 | Contract Administrator | $910 |
Service code 71 · EIN 82-1828832 | Brokerage Fees | $40 |
SHARIAPORTFOLIO INC1 year Service code 71 · EIN 47-2224652 | Brokerage Fees | $39 |
LINCOLN NATIONAL CORPORATION2 years Service code 13 · EIN 35-1140070 | Contract Administrator | $0 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 13 · EIN 13-1614399 | Contract Administrator | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,583 | $46,969+9.8% | $154,107-66.5% | $73,367-29.7% |
| Participation rate | 98.4% | 72.4%+26.0pp | 83.0%+15.3pp | 69.5%+28.9pp |
| Annual return | -5.54% | 821.68%-827.2pp | 735.12%-740.7pp | 173.45%-179.0pp |
| Employer contribution / active EE | $3,904 | $1,723+126.6% | $5,298-26.3% | $2,499+56.2% |
| Participant deferral / active EE | $4,529 | $3,162+43.2% | $5,081-10.9% | $4,033+12.3% |
| Admin fee / account holder | $57 | $47+22.2% | $13,411-99.6% | $68-16.7% |