Retirement plan

TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Name: TUDOR INVESTMENT CORPORATION - TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN (2020) Form 5500
Creator: TUDOR INVESTMENT CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN, TUDOR INVESTMENT CORPORATION

TUDOR INVESTMENT CORPORATIONEIN 22-2514825Plan #001PY 2020

200 ELM STREET - STAMFORD, CT 06902203-863-6709LinkedIn11-50 employees

Prospect flagsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$137.2M

+8.5% from 2019

Total participants

449

-5.9% from 2019

Average account balance

$305,459

+13.6% from 2019

Annual return

13.37%

-10.14 pp from 2019

Benchmarks

See 2,211 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants100-249

Cohort2,211 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$172.66M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$346K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

499

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$7.97M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$27K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.79%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$267

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
TRANSAMERICA RETIREMENT SOLUTIONS6+ years Service code 12 · EIN 13-3689044	Investment management; Recordkeeping ...	$58,079
RSM US LLP5 years Service code 10 · EIN 42-0714325	Accounting	$37,380
PROCYON INSTITUTIONAL PARTNERS LLC1 year Filed as: PROCYON INSTITUTIONAL PARTNERS, LLC Service code 16 · EIN 82-1646066	Consulting	$32,500
PROCYON INSTITUTIONAL PARTNERS LLC1 year Filed as: PROCYON PARTNERS Service code 27 · EIN 82-1597862	Advisory (Plan)	$17,500
PRUDENTIAL RETIREMENT INSURANCE AND1 year Service code 13 · EIN 06-1050034	Contract Administrator	$1,786
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567	Securities brokerage commissions and ...	$0

Plan features & details

Pension benefit codes2F2G2J2K2T3H

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$162K

$707 / participant

Other / not subdivided$162K100.0%

% of EOY assets

0.118%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: RSM US LLP
Auditor EIN: 420714325
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$305,459

$136,307+124.1%

$177,840+71.8%

$73,493+315.6%

Participation rate

100.0%

86.1%+13.9pp

87.7%+12.3pp

70.7%+29.3pp

Annual return

13.37%

18.68%-5.3pp

48.32%-35.0pp

28.51%-15.1pp

Employer contribution / active EE

$8,985

$3,712+142.1%

$5,919+51.8%

$2,270+295.8%

Participant deferral / active EE

$15,338

$5,829+163.1%

$7,714+98.8%

$3,740+310.1%

Admin fee / account holder

$361

$596-39.5%

$12,431-97.1%

$513-29.7%

Provider

Service type

Compensation

TRANSAMERICA RETIREMENT SOLUTIONS6+ years

Service code 12 · EIN 13-3689044

Investment management; Recordkeeping ...

$58,079

RSM US LLP5 years

Service code 10 · EIN 42-0714325

Accounting

$37,380

PROCYON INSTITUTIONAL PARTNERS LLC1 year

Filed as: PROCYON INSTITUTIONAL PARTNERS, LLC

Service code 16 · EIN 82-1646066

Consulting

$32,500

PROCYON INSTITUTIONAL PARTNERS LLC1 year

Filed as: PROCYON PARTNERS

Service code 27 · EIN 82-1597862

Advisory (Plan)

$17,500

PRUDENTIAL RETIREMENT INSURANCE AND1 year

Service code 13 · EIN 06-1050034

Contract Administrator

$1,786

NATIONAL FINANCIAL SERVICES6+ years

Service code 33 · EIN 04-3523567

Securities brokerage commissions and ...

TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TUDOR INVESTMENT CORPORATION 401(K) SAVINGS AND PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion