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| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC3+ years Service code 27 · EIN 23-2384840 | Advisory (Plan) | $7,410 |
Service code 37 · EIN 04-2647786 | Loan Processing | $519 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,043 | $50,637-34.7% | $86,582-61.8% | $62,293-47.0% |
| Participation rate | 39.5% | 67.9%-28.4pp | 73.5%-34.1pp | 69.5%-30.0pp |
| Annual return | 18.94% | 20.80%-1.9pp | 965.08%-946.1pp | 28.90%-10.0pp |
| Employer contribution / active EE | $334 | $2,075-83.9% | $2,839-88.2% | $2,042-83.6% |
| Participant deferral / active EE | $850 | $2,611-67.5% | $3,609-76.5% | $3,169-73.2% |
| Admin fee / account holder | $126 | $413-69.5% | $4,904-97.4% | $479-73.7% |