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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $39,669 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $17,366 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,361 | $65,223+21.7% | $80,022-0.8% | $55,725+42.4% |
| Participation rate | 87.7% | 80.6%+7.1pp | 75.8%+11.9pp | 70.9%+16.8pp |
| Annual return | -6.59% | 7.59%-14.2pp | 11.22%-17.8pp | 244.93%-251.5pp |
| Employer contribution / active EE | $3,216 | $2,544+26.4% | $2,468+30.3% | $2,078+54.8% |
| Participant deferral / active EE | $7,441 | $3,881+91.8% | $3,686+101.9% | $3,356+121.8% |
| Admin fee / account holder | $19 | $114-83.4% | $6,521-99.7% | $115-83.5% |