Retirement plan

DIALAMERICA MARKETING, INC. 401(K) SAVINGS PLAN

Name: DIALAMERICA MARKETING, INC. - DIALAMERICA MARKETING, INC. 401(K) SAVINGS PLAN (2015) Form 5500
Creator: DIALAMERICA MARKETING, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DIALAMERICA MARKETING, INC. 401(K) SAVINGS PLAN, DIALAMERICA MARKETING, INC.

DIALAMERICA MARKETING, INC.EIN 22-2115626Plan #001PY 2015

960 MACARTHUR BOULEVARD - MAHWAH, NJ 074950094201-327-0200dialamericamarketinginc.comLinkedIn501-1000 employeesmarketing and advertising

Prospect flagsLow participationCorrective distributions

Top hat statement on fileNQDC

Filed May 2, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$28.9M

No prior year

Total participants

1,666

No prior year

Average account balance

$40,428

No prior year

Annual return

0.35%

No prior year

Benchmarks

See 98 peers

Peer group

Industry45 - Retail Trade

Plan typeDefined contribution

Participants1,000-4,999

Cohort98 peers

Snapshot2015

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$42.70M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,023

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

87.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.74M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$46

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
GATEWAY ADVISORY, LLC1+ years Filed as: GATEWAY ADVISORY LLC Service code 27 900 SOUTH AVENUE WEST · WESTFIELD, NJ 07090	Advisory (Plan)	$36,108
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$12,313
DIALAMERICA MARKETING, INC1+ years Filed as: DIALAMERICA MARKETING, INC. Service code 99 960 MACARTHUR BLVD · MAHWAH, NJ 07495	Other Fees	$5,243
JPMORGAN INVEST HOLDINGS LLC1+ years Service code 64 · EIN 13-2624428	Recordkeeping Fees	$4,914
MERRILL LYNCH PIERCE FENNER & SMITH1+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$59K

$38 / participant

Contract admin$59K100.0%

% of EOY assets

0.203%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BECHER, DELLA TORRE, GITTO & CO.
Auditor EIN: 222625944
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$40,428

$32,913+22.8%

$80,004-49.5%

$59,188-31.7%

Participation rate

37.8%

56.9%-19.1pp

73.0%-35.2pp

69.4%-31.6pp

Annual return

0.35%

1.16%-0.8pp

7.63%-7.3pp

5.51%-5.2pp

Employer contribution / active EE

$185

$789-76.6%

$2,473-92.5%

$2,098-91.2%

Participant deferral / active EE

$1,205

$1,686-28.6%

$3,204-62.4%

$3,265-63.1%

Admin fee / account holder

$82

$40+104.5%

$5,033-98.4%

$92-11.2%

Provider

Service type

Compensation

GATEWAY ADVISORY, LLC1+ years

Filed as: GATEWAY ADVISORY LLC

Service code 27

900 SOUTH AVENUE WEST · WESTFIELD, NJ 07090

Advisory (Plan)

$36,108

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$12,313

DIALAMERICA MARKETING, INC1+ years

Filed as: DIALAMERICA MARKETING, INC.

Service code 99

960 MACARTHUR BLVD · MAHWAH, NJ 07495

Other Fees

$5,243

JPMORGAN INVEST HOLDINGS LLC1+ years

Service code 64 · EIN 13-2624428

Recordkeeping Fees

$4,914

MERRILL LYNCH PIERCE FENNER & SMITH1+ years

Filed as: MERRILL LYNCH, PIERCE, FENNER AND S

Service code 15 · EIN 13-5674085

Recordkeeping

DIALAMERICA MARKETING, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DIALAMERICA MARKETING, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion