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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 16 | Consulting | $1,339 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Account ma... | $1,127 |
LPL FINANCIAL3 years Service code 16 · EIN 95-2834236 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,502 | $59,191+96.8% | $76,767+51.8% | $56,289+107.0% |
| Participation rate | 81.4% | 75.2%+6.2pp | 77.0%+4.4pp | 69.9%+11.5pp |
| Annual return | -1.79% | 6.62%-8.4pp | 2.43%-4.2pp | -9.96%+8.2pp |
| Employer contribution / active EE | $0 | $1,759-100.0% | $2,485-100.0% | $2,111-100.0% |
| Participant deferral / active EE | $4,634 | $3,255+42.3% | $3,852+20.3% | $3,350+38.3% |
| Admin fee / account holder | $9 | $489-98.1% | $6,675-99.9% | $521-98.2% |