Filed January 23, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 15 · EIN 93-0987232 | Recordkeeping | $53,703 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $1,350 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $237,891 | $79,428+199.5% | $106,548+123.3% | $79,386+199.7% |
| Participation rate | 90.7% | 74.1%+16.5pp | 76.1%+14.5pp | 70.7%+20.0pp |
| Annual return | 16.31% | 18.27%-2.0pp | 26.80%-10.5pp | 116.85%-100.5pp |
| Employer contribution / active EE | $8,028 | $2,234+259.4% | $2,819+184.8% | $2,427+230.7% |
| Participant deferral / active EE | $8,120 | $3,823+112.4% | $4,398+84.6% | $4,046+100.7% |
| Admin fee / account holder | $463 | $523-11.6% | $7,407-93.8% | $626-26.1% |