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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SIGNATOR INVESTORS Service code 55 · EIN 04-2442399 | Other Commissions | $20,238 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,125 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,088 | $63,346+113.3% | $92,240+46.5% | $70,126+92.6% |
| Participation rate | 67.5% | 68.7%-1.2pp | 76.5%-9.0pp | 69.5%-2.0pp |
| Annual return | 15.50% | 530.19%-514.7pp | 176.29%-160.8pp | 73.15%-57.6pp |
| Employer contribution / active EE | $613 | $2,471-75.2% | $3,680-83.3% | $2,343-73.8% |
| Participant deferral / active EE | $4,041 | $2,854+41.6% | $3,897+3.7% | $3,332+21.3% |
| Admin fee / account holder | $16 | $3,841-99.6% | $5,194-99.7% | $4,645-99.6% |