Filed March 10, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $230,700 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $25,000 |
Filed as: HOLTHOUSE CARLIN & VANTRIGT LLP Service code 10 · EIN 95-4345526 | Accounting | $24,968 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $9,196 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,236 | $106,273-62.1% | $81,726-50.8% | $106,273-62.1% |
| Participation rate | 52.8% | 70.8%-18.0pp | 72.0%-19.2pp | 70.8%-18.0pp |
| Annual return | 3297.53% | 21.70%+3275.8pp | 29.49%+3268.0pp | 21.70%+3275.8pp |
| Employer contribution / active EE | $157 | $2,722-94.2% | $4,311-96.4% | $2,722-94.2% |
| Participant deferral / active EE | $1,060 | $4,601-77.0% | $7,108-85.1% | $4,601-77.0% |
| Admin fee / account holder | $14 | $78-82.1% | $5,160-99.7% | $78-82.1% |