Retirement plan

ROCHE PUERTO RICO RETIREMENT PLAN

Name: HOFFMANN-LA ROCHE INC. - ROCHE PUERTO RICO RETIREMENT PLAN (2020) Form 5500
Creator: HOFFMANN-LA ROCHE INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCHE PUERTO RICO RETIREMENT PLAN, HOFFMANN-LA ROCHE INC.

HOFFMANN-LA ROCHE INC.EIN 22-0994270Plan #005PY 2020

150 CLOVE ROAD - LITTLE FALLS, NJ 07424650-225-1000

Other plans on this EIN

2 filings

#011Retirement-$4.14B assets #004Retirement-$283.8M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed April 7, 1994 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$4.4M

-15.6% from 2016

Total participants

135

0.0% from 2016

Average account balance

$32,941

-100.0% from 2016

Annual return

13.44%

-11.93 pp from 2016

Benchmarks

See 1,894 peers

Peer group

Industry32 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort1,894 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.39M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$57K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.94%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$909

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
RSM US LLP3 years Service code 10 · EIN 42-0714325	Accounting	$8,816
CALLAN ASSOCIATES1 year Service code 16 · EIN 94-2192581	Consulting	$2,172
FIDELITY INVESTMENTS INSTITUTIONAL4 years Filed as: FIDELITY INVESTMENTS INST. OPS Service code 16 · EIN 04-2647786	Consulting	$1,597

Plan features & details

Pension benefit codes2G2J2K3H2E

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$13K

$112 / participant

Investment mgmt$2K18.2%
Contract admin$2K12.5%
Other / not subdivided$9K69.3%

% of EOY assets

0.291%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RSM US LLP
Auditor EIN: 420714325
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$32,941

$70,917-53.6%

$98,920-66.7%

$73,501-55.2%

Participation rate

98.2%

73.8%+24.4pp

76.0%+22.2pp

70.7%+27.6pp

Annual return

13.44%

34.18%-20.7pp

196.47%-183.0pp

28.51%-15.1pp

Employer contribution / active EE

$3,475

$2,037+70.6%

$2,689+29.2%

$2,270+53.1%

Participant deferral / active EE

$3,501-100.0%

$4,245-100.0%

$3,740-100.0%

Admin fee / account holder

$96

$535-82.1%

$6,643-98.6%

$513-81.3%

Provider

Service type

Compensation

RSM US LLP3 years

Service code 10 · EIN 42-0714325

Accounting

$8,816

CALLAN ASSOCIATES1 year

Service code 16 · EIN 94-2192581

Consulting

$2,172

FIDELITY INVESTMENTS INSTITUTIONAL4 years

Filed as: FIDELITY INVESTMENTS INST. OPS

Service code 16 · EIN 04-2647786

Consulting

$1,597

ROCHE PUERTO RICO RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCHE PUERTO RICO RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion