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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $72,993 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SVCS INS AGCY INC Service code 55 1000 HARBOR BLVD 8TH FL · WEEHAWKEN, NJ 07087 | Other Commissions | $45,191 |
WITHUMSMITH+BROWN, PC4 years Service code 10 5 VAUGHN DRIVE · PRINCETON, NJ 08540 | Accounting | $17,000 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,867 |
18 funds of $250K or more; 33 lines in all, holding $17.7M of the plan's $18.2M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: BlackRock LifePath, other, 3% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Large Cap Growth / JP Morgan Invst Mgmt JPMorgan · Insurance contract | $2.5M | 14.0% |
| iShares S&P 500 Index K BlackRock · Insurance contract Index | $2.2M | 12.7% |
| Fidelity Contrafund K Fidelity (FMR) · Insurance contract | $1.7M | 9.3% |
| MFS Technology R6 MFS (Sun Life) · Insurance contract | $1.2M | 6.9% |
| Hartford Dividend and Growth R6 Hartford Funds · Insurance contract | $1.2M | 6.5% |
| Hartford Capital Appreciation R6 Hartford Funds · Insurance contract | $1.1M | 6.3% |
| American Funds Invmt Co of America R6 Capital Group · Insurance contract | $1.1M | 6.2% |
| American Funds Income Fund of America R Capital Group · Insurance contract | $969K | 5.5% |
| Hartford Midcap HLA IA Hartford Funds · Insurance contract | $916K | 5.2% |
| Janus Henderson Balanced N Janus Henderson · Insurance contract | $540K | 3.0% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.