Retirement plan

NWL, INC. 401(K) RETIREMENT PLAN

Name: NWL, INC. - NWL, INC. 401(K) RETIREMENT PLAN (2015) Form 5500
Creator: NWL, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NWL, INC. 401(K) RETIREMENT PLAN, NWL, INC.

NWL, INC.EIN 21-0671000Plan #002PY 2015

312 RISING SUN ROAD - BORDENTOWN, NJ 08505609-298-7300nwl.comLinkedIn201-500 employeeselectrical/electronic manufacturing

Prospect flagsFailed to transmit contributionsCorrective distributions

How to read this page

Total assets (EOY)

$22.3M

No prior year

Total participants

413

No prior year

Average account balance

$55,229

No prior year

Annual return

1.70%

No prior year

Benchmarks

See 2,226 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort2,226 peers

Snapshot2015

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Analytics

Total assets (EOY)

Plan-year ending balance

$32.87M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$76K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

431

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.36M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.45%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$365

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
NATIONWIDE1+ years Service code 15 · EIN 31-4156830	Recordkeeping	$103,312
HUTNER CAPITAL MANAGEMENT1+ years Service code 27 · EIN 13-2576067	Advisory (Plan)	$70,484
DELAWARE VALLEY RETIREMENT, INC.1+ years Service code 15 · EIN 20-2055473	Recordkeeping	$18,052
GUSHEN AND MOONIN, P.C.1+ years Service code 10 · EIN 22-3189522	Accounting	$8,500
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA Service code 49 200 N SEPULVEDA BLVD · EL SEGUNDO, CA 90245	Other Services	$769

Plan features & details

Pension benefit codes2A2E2F2G2J2K2S2T3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$71K

$231 / participant

Other / not subdivided$71K100.0%

% of EOY assets

0.317%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KREISCHER MILLER
Auditor EIN: 231980475
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$55,229

$72,770-24.1%

$67,652-18.4%

$55,191+0.1%

Participation rate

96.7%

78.8%+18.0pp

75.7%+21.1pp

69.2%+27.6pp

Annual return

1.70%

-3.26%+5.0pp

6625.04%-6623.3pp

10.78%-9.1pp

Employer contribution / active EE

$2,138

$1,769+20.8%

$2,266-5.6%

$1,899+12.6%

Participant deferral / active EE

$2,742

$3,408-19.5%

$3,560-23.0%

$3,046-10.0%

Admin fee / account holder

$175

$79+122.1%

$4,821-96.4%

$91+92.8%

Provider

Service type

Compensation

NATIONWIDE1+ years

Service code 15 · EIN 31-4156830

Recordkeeping

$103,312

HUTNER CAPITAL MANAGEMENT1+ years

Service code 27 · EIN 13-2576067

Advisory (Plan)

$70,484

DELAWARE VALLEY RETIREMENT, INC.1+ years

Service code 15 · EIN 20-2055473

Recordkeeping

$18,052

GUSHEN AND MOONIN, P.C.1+ years

Service code 10 · EIN 22-3189522

Accounting

$8,500

CETERA ADVISOR NETWORKS LLC1+ years

Filed as: CETERA

Service code 49

200 N SEPULVEDA BLVD · EL SEGUNDO, CA 90245

Other Services

$769

NWL, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NWL, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion